SEBI & Secretarial Services

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Our Approach

Compliance, handled
with precision.

Navigating SEBI regulations and secretarial obligations demands more than paperwork — it demands expertise, timeliness, and a firm that understands both the letter and the spirit of the law.

SEBI Compliance – K. Hari & Co.

The regulatory landscape governing listed companies and capital markets continues to evolve at pace. At K. Hari & Co., our team brings deep expertise in SEBI compliance, secretarial services, and corporate governance — helping listed entities, investment firms, and corporates stay fully aligned with SEBI (LODR), Takeover Code, and Insider Trading regulations.

"Good governance is not just a regulatory requirement — it is the foundation of investor confidence."

From secretarial compliance audits and board governance support to advisory on IPOs, rights issues, and preferential allotments — our partner-led engagements are thorough, timely, and tailored to your regulatory obligations. We also assist with Intellectual Property Rights (IPR) matters including trademark registration and royalty agreements.

SEBI (LODR) compliance advisory
Secretarial compliance audit
IPO, rights issue & allotment work
Insider trading regulations advisory
Trademark & IPR registration
NSE / BSE regulatory certifications

SEBI & Secretarial Compliance

End-to-end regulatory advisory for capital markets & listed companies.
SEBI Compliance & Advisory
01
Secretarial Compliance Audit under SEBI Regulations
02
Advisory on SEBI (LODR) Regulations, 2015 — Listing Obligations & Disclosure Requirements
03
SEBI Takeover Code, Portfolio Managers & Broker Regulations Advisory
04
Advisory on IPO, Rights Issue, Preferential Allotment, Bonus Issue & Delisting (SEBI ICDR)
05
Legal Guidance on SEBI Prohibition of Insider Trading Regulations, 1992
06
Assistance in Delisting of Companies from Stock Exchanges under SEBI Regulations
Corporate Secretarial & IPR Services
07
Corporate Secretarial Services — Board Governance, Minutes & Statutory Filings
08
Procurement of Regulatory Certifications from NSE / SEBI / BSE
09
Intellectual Property Rights (IPR) — Trademark Registration & Royalty Agreements
10
IPR Enforcement, Licensing Advisory & Protection Strategy

Need expert SEBI & secretarial support?

Stay fully compliant with confidence — partner-led, deadline-driven, end to end.

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